0001144204-19-005319.txt : 20190206 0001144204-19-005319.hdr.sgml : 20190206 20190206160728 ACCESSION NUMBER: 0001144204-19-005319 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46247 FILM NUMBER: 19571629 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Zhejiang Kanglaite Group Co., LTD CENTRAL INDEX KEY: 0001669491 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: NO 16 STREET, XIASHA STREET 2: ECONOMIC TECH DEVELOPMENT HANGZHOU CITY: ZHEJIANG STATE: F4 ZIP: 31008 BUSINESS PHONE: 8657186913770 MAIL ADDRESS: STREET 1: NO 16 STREET, XIASHA STREET 2: ECONOMIC TECH DEVELOPMENT HANGZHOU CITY: ZHEJIANG STATE: F4 ZIP: 31008 SC 13G/A 1 tv512411_sc13ga.htm SC 13G/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2

 

(Amendment No. 2)*

  

CASI Pharmaceuticals, Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
14757U 109
(CUSIP Number)
 
December 31, 2018
(Date of Event Which Requires Filing of the Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

oRule 13d-1(b)

 

xRule 13d-1(c)

 

oRule 13d-1(d)

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Cusip No.14757U 109 13G/A Page 2 of 4 Pages

 

 

1.

NAME OF REPORTING PERSONS

 

ZHEJIANG KANGLAITE GROUP CO., LTD 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a) o

(b) o

3.

SEC USE ONLY

 

        

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

CHINA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

 

SOLE VOTING POWER

 

0

6.

 

SHARED VOTING POWER

 

0

7.

 

SOLE DISPOSITIVE POWER

 

0

8.

 

SHARED DISPOSITIVE POWER

 

0

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

 

 

Cusip No.14757U 109 13G/A Page 3 of 4 Pages

 

This Amendment No. 2 (this “Amendment No. 2”) amends and supplements the Schedule 13G filed with the Securities and Exchange Commission (the “SEC”) on March 21, 2016, as amended by Amendment No. 1 filed with the SEC on March 3, 2017 (the “Schedule 13G”) by Zhejiang Kanglaite Group Co., Ltd. (“ZKG”). The Schedule 13G relates to the shares of common stock, $.01 par value per share (the “Common Stock”) of CASI Pharmaceuticals, Inc. (the “Issuer”). Except as amended hereby, the disclosure in the Schedule 13G remains in effect.

 

Items 4, 5 and 10 of the Schedule 13G are hereby amended and supplemented as follows:

   
Item 4. Ownership:
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned: 0
     
  (b) Percent of class:  0
     
  (c) Number of shares as to which the person has:
     
    (i) Sole power to vote or to direct the vote:  0
    (ii) Shared power to vote or to direct the vote: 0
    (iii) Sole power to dispose or to direct the disposition of: 0
    (iv) Shared power to dispose or to direct the disposition of: 0

   
Item 5. Ownership of Five Percent or Less of a Class:
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.
   
Item 10. Certifications:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

  

 

 

 

Cusip No.14757U 109 13G/A Page 4 of 4 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  Date:     2/5/2019
   
   
   
 

ZHEJIANG KANGLAITE GROUP CO., LTD

   
   
  By:  /s/ Dapeng Li
    Name: Dapeng Li
Title:   Chairman